Commissioner Kristin Johnson, Post Crypto-Crises: Considering Pathways for Protecting Customers and Preserving Market Integrity, Commodity Futures Trading Commission, February 8, 2023
— Available here: https://www.cftc.gov/PressRoom/SpeechesTestimony/opajohnson3
#cryptoassets #digitalassets #riskmanagement #compliance #internalcontrol #regulation #investorprotection #consumerprotection #financialservices #commodities #futures #standardofcare #financialstability #duediligence #disclosure #fiduciaryduty #CFTC
Commissioner Christy Goldsmith Romero, Adjusting the Sails for Cyber and Climate Resilience, Commodity Futures Trading Commission, February 10, 2023
— Available here: https://www.cftc.gov/PressRoom/SpeechesTestimony/oparomero6
#cyberrisk #cyberresilience #climaterisk #thirdpartyrisk #SOC2 #audit #internalcontrol #riskmanagement #operationalrisk #operationalresilience #financialservices #banking #regulation #CFTC #futures #swaps
Board of Governors of the Federal Reserve System, Policy Statement on Section 9(13) the Federal Reserve Act, Final rule, February 7, 2023
— Available here: https://www.federalregister.gov/documents/2023/02/07/2023-02192/policy-statement-on-section-913-of-the-federal-reserve-act
#cryptoassets #stablecoin #regulation #banking #financialservices #safetyandsoundness #riskmanagement #internalcontrol #compliance #AML #CFT #OCC #FederalReserve
Astana Financial Services Authority (AFSA, Kazakhstan), Policy Paper on Enhancements to Digital Asset Trading Facility Framework, January 2023
— Available here: https://afsa.orderly.kz/articles/proposals
#cryptoassets #cryptoexchanges #riskmanagement #internalcontrol #operationalrisk #cybersecurity #custody #financialservices #banking #paymentsystems #compliance #governance #investorprotection #marketintegrity #settlementrisk #Kazakhstan
Federal Reserve Board issues policy statement to promote a level playing field for all banks with a federal supervisor, regardless of deposit insurance status, Federal Reserve Board of Governors, January 27, 2023
— Available here: https://www.federalreserve.gov/newsevents/pressreleases/bcreg20230127a.htm
#cryptoassets #stablecoin #regulation #banking #financialservices #safetyandsoundness #riskmanagement #internalcontrol #compliance #AML #CFT #OCC #FederalReserve
The Federal Reserve Board on Friday issued a policy statement to promote a level playing field for all banks with a federal supervisor, regardless of deposit i
Prudential Regulation Authority (Bank of England), Dear Chief Executive Officer letter - Banks active in the UK: 2023 priorities, January 10, 2023
— Available here: https://www.bankofengland.co.uk/-/media/boe/files/prudential-regulation/letter/2023/artis-2023-priorities.pdf
#cryptoassets #tokenization #regulation #supervision #governance #banking #financialservices #riskmanagement #internalcontrol #thirdpartyrisk #operationalresilience #ISO20022 #RTGS #England #BankofEngland #centralbanks
Financial Conduct Authority (UK), Cryptoasset AML/CTF regime: feedback on good and poor quality applications, January 25, 2023
— Available here: https://www.fca.org.uk/cryptoassets-aml-ctf-regime/feedback-good-poor-quality-applications
#cryptoassets #digitalassets #AML #CTF #regulation #banking #financialservices #payments #riskmanagement #thirdpartyrisk #internalcontrol #FCA #FinancialConductAuthority #England
Read our feedback on good and poor quality applications made to us under the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017, as amended (MLRs). This feedback should help applicants when they prepare their application for registration and help make the process as simple and efficient as possible.
Central Bank of Ireland, "Re: Supervisory Findings and Expectations for Payment and Electronic Money (E-Money) Firms," January 20, 2023
#emoney #payments #riskmanagement #internalcontrol #compliance #audit #safeguarding #custody #governance #regulation #banksupervision #Ireland #centralbanks
CFTC Commissioner Christy Goldsmith Romero, Crypto’s Crisis of Trust: Lessons Learned from FTX’s Collapse, Commodity Futures Trading Commission, January 18, 2023
— Available here: https://www.cftc.gov/PressRoom/SpeechesTestimony/oparomero5
#cryptoassets #banking #financialservices #regulation #investorprotection #marketintegrity #riskmanagement #internalcontrol #cybersecurity #corporategovernance #CFTC
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