ESMA - EU Securities Markets R1/2 Final Guidelines on common procedures and methodologies for the supervisory review and evaluation process for #InvestmentFirms → https://europa.eu/!t8NkxD.
⏭️ harmonise supervisory practices
📄 based on the Investment Firms Directive
🤝 done with @EBA_News
ESMA and EBA publish guidelines to harmonise the supervisory review and evaluation process of investment firms
The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, and the European Banking Authority (EBA) today published final Guidelines on common procedures and methodologies for the supervisory review and evaluation process (SREP) for investment firms.